Home > Articles > Free SEBI eBook: 20+ Solved Questions on Securities Market

Free SEBI eBook: 20+ Solved Questions on Securities Market

SEBI Ebook

SEBI Officer Grade A Notification was released recently. This recruitment drive by Securities and Exchange Board of India (SEBI) is for the post of Officer Grade A (Assistant Manager) and a total of 120 vacancies in streams like General, Legal, IT and Engineering (Civil and Electrical) is announced. It is a reputed post and with handsome salary, a lot of candidates are looking forward to this exam. Planning to attempt SEBI Officer Exam 2018? Here’s a Free SEBI eBook with 20+ Solved Questions on Securities Market. Download this PDF to improve your preparation on Securities Market, an important section in the SEBI exam.

Free SEBI eBook: 20+ Solved Questions on Securities Market

Download Now:  http://bit.ly/SebiSecuritiesMarketQuestions

Detailed Syllabus for SEBI Phase I – Awareness of Securities Market

Awareness of Securities Market

Securities Markets
  • Indian Financial system – introduction – structure – finance commission – financial administration – receipts of the Government – Expenditures of the Government.
  • Capital markets – primary market – instruments – legal issues and regulations – secondary market – stock exchanges – brokers – trading in stock exchanges – forward trading – stock index – depositories – regulations
  • Bond Market- Money market, G.sec Market, Corporate bond market, Bond valuation, Duration, sensitivity, risk
  • Foreign Exchange market – exchange control – fixation of exchange rate – exchange control in India – FEMA – foreign exchange transactions of commercial banks in India – currency convertibility – currency forwards, futures and options – trading in foreign exchange market – relationship between money market and foreign exchange market.
  • Commodity market, commodity trading and exchanges
  • International capital markets – instruments – Guidelines – foreign investment in India and its regulations.
Securities Law
  • Relationship between Company Law and securities law
  • Basic concepts related to securities law, like capital, public offer and securities
  • Historical Background of securities law
  • SEBI as a Market regulator, Powers and Functions of SEBI, Quasi legislative powers, executive powers and quasi-judicial powers
  • Regulating the intermediaries and Stock exchanges, Meaning and Type of securities, Securities Contract, Corporatization, Demutualization and regulation of stock exchange, Listing Agreement, Dematerlisation and Rematerlisation
  • Rights and duties of Depository (NSDL AND CSDL), Depository Participant, Issuer and beneficiary
  • Unpublished Price Sensitive Information (UPSI), Insider as connected person, Insider as the person having access to UPSI, Trading on the basis of UPSI
  • Mergers Amalgamation and takeovers, Types and legal processes during takeover, Substantial Acquisitions, Exemptions by law, Exemption BY SEBI
  • Public offer and disclosure requirements
  • Unfair Trade Practices in the securities market, Securities Market offences, Prohibition of Insider Trading
  • SEBI ICDR Regulations
  • Public Offer requirements
  • Role of SEBI as a Regulator
  • Securities Appellate Tribunal
  • Role of Courts in enforcing securities regulations

Check complete SEBI syllabus.

SEBI 2018 Exam Books and Resources

You may also like
Famous Indian Classical Musicians and Vocalists
Famous Indian Classical Musicians and Vocalists – Free GK Ebook (PDF)
Free GK Ebook CM Gov
Free GK Ebook – List of CMs, Governors and CJIs (Jan – 2019)
Expected SEBI Phase I Cutoff SEBI Cut Offs 2018
Expected SEBI Phase I Cutoff | SEBI Cut Offs 2018
SEBI Phase I Exam Analysis
SEBI Phase I Exam Analysis – 17th November 2018