CAIIB Study Material, Best Study Resources for CAIIB

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CAIIB Study Material

CAIIB Study Material: The Certified Associate of Indian Institute of Bankers (CAIIB) exam is a bi-annual exam conducted by the Indian Institute of Banking and Finance. This exam is the second level of promotion exams that banking employees can take. Candidates who clear JAIIB are eligible to appear for CAIIB. The CAIIB 2023 December cycle will be held on 26th November, 3rd, 9th, 10th, and 17th December 2023. The preparation for CAIIB is highly specialized and candidates should make sure to use the best resources available. This article will provide a collection of resources that will help supplement your preparation for CAIIB.

CAIIB Study Material 2023 – Syllabus

Before diving into the study material let’s see the syllabus for the exam. The syllabus of the compulsory papers is as follows.

Advanced Bank Management

The syllabus for the compulsory paper 1 of CAIIB is given:

ModuleNameTopics
Module AStatisticsDefinition of Statistics, Importance & Limitations & Data Collection, Classification & Tabulation
Sampling Techniques
Measures of Central Tendency& Dispersion, Skewness, Kurtosis
Correlation and Regression
Time Series
Theory of Probability
Estimation
Linear Programming
Simulation
Module BHuman Resource ManagementFundamentals of HumanResource Management
Development of Human Resources Organisations
Employees’ Feedback and Reward System
Performance Management
Conflict Management and Negotiation
HRM and Information Technology
Module CCredit ManagementOverview of Credit Management
Analysis of Financial Statements
Working Capital Finance
Term Loans
Credit Delivery and Straight Through Processing
Credit Control and Monitoring
Risk Management and Credit Rating
Restructuring/Rehabilitation and Recovery
Resolution of stressed assets under the Insolvency and Bankruptcy Code 2016
Module DCompliance in Banks & Corporate GovernanceCompliance Function in Banks
Compliance Audit
Compliance Governance Structure
Framework for Identification of Compliance Issues and Compliance Risks
Compliance Culture and GRC Framework
Compliance Function and Role of Chief Compliance Officer in NBFCs
Fraud and Vigilance in Banks

Bank Financial Management

The syllabus for the compulsory paper 2 of CAIIB is given:

ModuleNameDetails
Module AInternational BankingExchange Rates and Forex Business
Liberalized Remittance Scheme (LRS) and other Remittance Facilities for Residents
Correspondent Banking and NRI Accounts
Documentary Letters of Credit
Facilities for Exporters and Importers
External Commercial Borrowings and Foreign Investments in India
Risks in ForeignTrade – Role of ECGC
Role of EXIM Bank, ReserveBank of India, Exchange Control in India – FEMA, FEDAI, and Others
International Financial Service Centres(IFSC), GIFTCity
Technology in International Banking
Module BRisk ManagementRisk and Basic Risk Management Framework
Risks in Banking Business
Risk Regulations in Banking Industry
Market Risk
Credit Risk
Operational Risk and Integrated Risk Management
Liquidity Risk Management
Basel III Framework on Liquidity Standards
Module CTreasury ManagementIntroduction to Treasury Management
Treasury Products
International Equity and Debt Products
Funding and Regulatory Aspects
Treasury Risk Management
Derivative Products
Treasury and Asset-Liability Management
Module DBalance Sheet ManagementComponents of Assets and Liabilities in Bank’s Balance Sheet and their Management 
Banking Regulation and Capital
Capital Adequacy – Basel Norms
Asset Classification and Provisioning Norms
Liquidity Management
Interest Rate Risk Management
RAROC and Profit Planning

Advanced Business & Financial Management

The syllabus for the compulsory paper 3 of CAIIB is given:

ModuleNameDetails
Module ARegulations and ComplianceLegal Framework of Regulation of Banks
Control over the Organisation of Banks
Regulation of Banking Business
Returns, Inspection, Winding Up, Mergers& Acquisitions
Non-Banking financial companies (NBFCs)
Module BImportant Acts/Laws and & Legal Aspects of Banking Operations – Part AThe Prevention of Money Laundering Act, 2002
Negotiable Instruments Act, 1881
Foreign Exchange Management Act, 1999
Payment & Settlement Systems Act, 2007
Law Relating to Securities and Modes of Charge – I
Law Relating to Securities and Modes of Charge – II
Creation/Registration and Satisfaction of Charges
Module CImportant Acts/Laws and & Legal Aspects of Banking Operations – Part BReserve Bank – Integrated Ombudsman Scheme, 2021
The Micro, Small, and Medium Enterprises Development Act, 2006
Introduction to Securitisation and Reconstruction of Financial Assets and Enforcement of Security
Interest Act, 2002 ( SARFAESI Act, 2002)
Definitions Under SARFAESI Act, 2002
Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions
Enforcement of Security Interest
Central Registry
Offenses and Penalties
Miscellaneous Provisions
Registration of SecurityInterest by SecuredCreditors and Other Creditors/ Rectification by Central Government in Some Cases
The Recovery of Debts and Bankruptcy Act, 1993
Establishment of Tribunal and Appellate Tribunal
Jurisdiction, Powers & Authority of Tribunals
Procedure of Tribunals
Recovery of Debts Determined by Tribunal and Miscellaneous Provisions
Introduction to the Insolvency and Bankruptcy Code, 2016
The Bankers’ Books Evidence Act, 1891
The Legal Services Authorities Act, 1987: Lok Adalats
The Consumer Protection Act, 2019
The Law of Limitation
Tax Laws
Module DCommercial and Other Laws with Reference to Banking OperationsMeaning and essentials of a contract
Contracts of Indemnity
Contracts of Guarantee
Contract of Bailment
Contract of Pledge
Contract of Agency
Meaning and Essentials of a Contract of Sale
Conditions and Warranties
Unpaid Seller
Definition, Meaning and Nature of a Partnership
Relations of Partners to One Another
Relations of Partners to Third Parties
Minor Admitted to the Benefit of a Partnership
Dissolution of a Firm
Effect of Non-Registration
Definition and Features of a Company
Types of Companies
Memorandum of Association and Articles of Association
Doctrines of Ultra Vires/ Constructive Notice/ Indoor Management
Membership of Company
Prospectus
Directors
Limited Liability Partnership Act, 2008
Transfer of Property Act, 1882
The Right to Information Act, 2005
Right to Information and Obligations of Public Authorities
Information Technology Act, 2000
Prevention of Corruption Act, 1988

Banking Regulations and Business Laws

The syllabus for the compulsory paper 4 of CAIIB is given:

ModuleNameDetails
Module ARegulations and ComplianceLegal Framework of Regulation of Banks
Control over the Organisation of Banks
Regulation of Banking Business
Returns, Inspection, Winding Up, Mergers& Acquisitions
Non-Banking financial companies (NBFCs)
Module BImportant Acts/Laws and & Legal Aspects of Banking Operations – Part AThe Prevention of Money Laundering Act, 2002
Negotiable Instruments Act, 1881
Foreign Exchange Management Act, 1999
Payment & Settlement Systems Act, 2007
Law Relating to Securities and Modes of Charge – I
Law Relating to Securities and Modes of Charge – II
Creation/Registration and Satisfaction of Charges
Module CImportant Acts/Laws and & Legal Aspects of Banking Operations – Part BReserve Bank – Integrated Ombudsman Scheme, 2021
The Micro, Small, and Medium Enterprises Development Act, 2006
Introduction to Securitisation and Reconstruction of Financial Assets and Enforcement of Security
Interest Act, 2002 ( SARFAESI Act, 2002)
Definitions Under SARFAESI Act, 2002
Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions
Enforcement of Security Interest
Central Registry
Offenses and Penalties
Miscellaneous Provisions
Registration of SecurityInterest by SecuredCreditors and Other Creditors/ Rectification by Central Government in Some Cases
The Recovery of Debts and Bankruptcy Act, 1993
Establishment of Tribunal and Appellate Tribunal
Jurisdiction, Powers & Authority of Tribunals
Procedure of Tribunals
Recovery of Debts Determined by Tribunal and Miscellaneous Provisions
Introduction to the Insolvency and Bankruptcy Code, 2016
The Bankers’ Books Evidence Act, 1891
The Legal Services Authorities Act, 1987: Lok Adalats
The Consumer Protection Act, 2019
The Law of Limitation
Tax Laws
Module DCommercial and Other Laws with Reference to Banking OperationsMeaning and essentials of a contract
Contracts of Indemnity
Contracts of Guarantee
Contract of Bailment
Contract of Pledge
Contract of Agency
Meaning and Essentials of a Contract of Sale
Conditions and Warranties
Unpaid Seller
Definition, Meaning and Nature of a Partnership
Relations of Partners to One Another
Relations of Partners to Third Parties
Minor Admitted to the Benefit of a Partnership
Dissolution of a Firm
Effect of Non-Registration
Definition and Features of a Company
Types of Companies
Memorandum of Association and Articles of Association
Doctrines of Ultra Vires/ Constructive Notice/ Indoor Management
Membership of Company
Prospectus
Directors
Limited Liability Partnership Act, 2008
Transfer of Property Act, 1882
The Right to Information Act, 2005
Right to Information and Obligations of Public Authorities
Information Technology Act, 2000
Prevention of Corruption Act, 1988

CAIIB Study Material – IIBF Recommended Books

Candidates can find a number of study materials for CAIIB, some of which we will list here. However, it is important to refer to the books recommended by IIBF themselves. The following table will list these books and where to find them.

SR. NO.MEDIUMNAME OF THE BOOKEDITIONPUBLISHED BYPRICE (RS.)
1EnglishAdvanced Bank Management2023M/s Macmillan India LimitedRs.930/-
2EnglishBank Financial Management2023M/s. Macmillan India LimitedRs.1005/-
3EnglishBanking Regulations & Business Laws2023M/s Macmillan India LimitedRs.860/-
4EnglishAdvanced Business & Financial Management2023M/s. Macmillan India LimitedRs.810/-

Link to Buy IIBF Recommended Books

Candidates can purchase the IIBF-recommended CAIIB Books from the following links.

SubjectAmazonFlipkart
Advanced Bank ManagementBuy HereBuy Here
Bank Financial ManagementBuy HereBuy Here
Banking Regulations & Business LawsBuy HereBuy Here
Advanced Business & Financial ManagementBuy HereBuy Here

CAIIB Study Material – Supplementary Material

Candidates can make use of the following study material as provided by Oliveboard to supplement their learning using the official books. These will help break down concepts and also provide a wealth of practice questions. The availability of questions will help contextualize the topics and get used to the patterns and question types.

  1. Let’s Crack CAIIB – Buy Here
  2. CAIIB Book List – Check Here
  3. JAIIB/CAIIB Preparation App – Download Here
  4. CAIIB Youtube sessions – Check Here
  5. CAIIB Mock Test 2023 – Attempt Here

CAIIB Study Material – Frequently Asked Questions

Q1. How many subjects are tested in CAIIB?

A1. A total of 4 subjects are tested in CAIIB and one elective subject which you can choose.

Q2. What are the best books for CAIIB?

A2. The Macmillian books as recommended by IIBF are the best resources to use for CAIIB Preparation.




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