The Securities and Exchange Board of India (SEBI) is expected to release the Grade A notification soon for the post of Assistant Manager, including vacancies in the Legal Officer stream. The SEBI Grade A recruitment process will be based on candidates’ performance in Phase 1, Phase 2, and the final interview conducted by SEBI.
The SEBI Grade A Legal Officer syllabus covers a comprehensive range of topics to assess candidates’ proficiency in various areas of law and regulation. In this blog, we have provided details about the SEBI Grade A Legal Officer syllabus, exam pattern, selection process, and more.
What is the SEBI Grade a legal officer exam pattern?
The SEBI Grade A Legal Officer Exam is conducted in two phases, with Paper 2 (Legal Subjects) included in both stages. Paper 1 tests candidates on General Awareness, English Language, Quantitative Aptitude, and Reasoning Ability.
| Phase / Paper | Details |
| Phase 1 – Paper 1 | • Type: Objective (MCQs) • Subjects: General Awareness (including Financial Sector), English Language, Quantitative Aptitude, and Reasoning Ability • Maximum Marks: 100 • Duration: 60 Minutes • Sectional Cut-off: 30% • Negative Marking: 1/4th mark deducted for every wrong answer • Nature: Qualifying only; marks are not considered for the final merit list |
| Phase 1 – Paper 2 | • Type: Objective (MCQs) • Subject: Legal Stream • Maximum Marks: 100 • Duration: 40 Minutes • Sectional Cut-off: 40% • Aggregate Phase 1 Cut-off: 40% • Nature: Qualifying only; marks are not considered for the final merit list |
| Phase 2 – Paper 1 | • Type: Descriptive English Test • Purpose: Tests English writing and drafting skills • Maximum Marks: 100 • Duration: 60 Minutes • Weightage: 1/3 of Phase 2 score • Candidates must clear the prescribed cut-off to qualify for the interview |
| Phase 2 – Paper 2 | • Type: 70 MCQs (1 mark each) + 3 Descriptive Questions (10 marks each) • Subject: Legal Stream • Maximum Marks: 100 • Duration: 120 Minutes (60 Minutes for MCQs + 60 Minutes for Descriptive Questions) • Weightage: 2/3 of Phase 2 score • Only around 3 times the number of vacancies are shortlisted for the interview • Phase 2 carries 85% weightage in the final selection |
| Interview | • Purpose: Evaluates legal knowledge, communication skills, drafting ability, and overall personality • Language: Hindi or English • Weightage: 15% of the final selection • Final merit is prepared using Phase 2 marks and Interview marks |
What is the SEBI Grade A legal officer selection process?
The SEBI Grade A exam follows a well-structured selection process to recruit qualified candidates for the Grade A (Assistant Manager) Law Officer post. The process has been curated to assess candidates’ knowledge, technical skills, and overall suitability for the role through multiple stages of evaluation.
- The selection process will be conducted in three phases, Phase I, Phase II, and Interview.
- Phase I will be an online examination consisting of two papers.
- Candidates who qualify in Phase I will be shortlisted to appear for Phase II.
- Phase II will also be an online examination with two papers.
- Candidates who clear Phase II will be called for a Personal Interview.
Note: The Securities and Exchange Board of India (SEBI) reserves the right to change or modify the selection procedure if required.
What is the SEBI legal officer syllabus?
The SEBI Grade A Legal Officer syllabus covers the important legal subjects and regulatory topics required for the examination. It includes Indian Contract Act, Companies Act, Securities Laws, Banking Laws, Partnership Laws, Civil and Criminal Procedure, Corporate Governance, and Capital Market Regulations.
Candidates should also understand regulatory compliance and the role of SEBI in protecting investors and ensuring fair and transparent financial markets. A strong understanding of these topics is essential to perform well in the exam and build a successful career as a SEBI Legal Officer.
| Related Links | Related Links |
| SEBI Grade A Books | SEBI Grade A Study Material |
What is the SEBI Grade A legal officer phase 1 paper 1 syllabus?
Paper 1 of the SEBI Grade A Legal Officer Phase 1 Exam is common for candidates of all streams. It assesses candidates on General Awareness (including Financial Sector), English Language, Quantitative Aptitude, and Reasoning Ability. The important topics covered under the SEBI Grade A Legal Officer Paper 1 syllabus 2026 are listed below.
| Section | Important Topics from SEBI Grade A Legal Syllabus |
| Quantitative Aptitude | 1. Data Interpretation (Percentage, Ratios), 2. Quadratic Equations, 3. Wrong Number Series & Missing Number Series 4. Problems on Ages, CI, Mensuration, Simplification, Partnerships |
| Reasoning | 1. Direction Sense, 2. Blood Relations, 3. Syllogisms, 4. Miscellaneous topics (Alphabetical Series), Inequality |
| English | 1. Reading Comprehension, 2. Cloze Test, 3. Find the error (A/B/C type, correct the highlighted part), 4. Jumbled sentences |
| General Awareness (including some questions on the Financial Sector) | 1. Current Affairs Topics like Sports, Awards, Summits & Conferences 2. Static GK: Headquarters for example financial awareness |
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What is the SEBI Grade A legal officer phase 1 paper 2 syllabus?
The SEBI Legal officer Phase 1 Paper 2 exam has been curated to evaluate candidates’ knowledge in law related subjects and concepts. The detailed SEBI Grade A Legal Syllabus for Phase 1, Paper 2 is provided below:
| Subject | Acts Covered | Weightage |
| Constitution of India | Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI | 20% |
| Contract Law | • Indian Contract Act, 1872 • Sale of Goods Act, 1930 • Indian Partnership Act, 1932 • Specific Relief Act, 1963 | 25% |
| Code of Civil Procedure | Part I, Part II, Part III, Part IV, Part V, Part VII, Schedule I | 25% |
| Transfer of Property Act | Chapter III, Chapter IV, Chapter V | |
| Arbitration and Conciliation Act | Part I | |
| Limitation Act | 1963 | |
| Administrative Law | — | |
| Jurisprudence & Interpretation of Statutes | — | 20% |
| Important Latin Terms & Maxims | — | |
| Law of Torts & Consumer Protection Act | Consumer Protection Act, 2019 | 10% |
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What is the SEBI Grade A legal officer phase 2 paper 1 syllabus?
The paper on English will assess the writing skills including expression and understanding of the topic including precis writing/ essay writing/ comprehension.
| Topic | Details |
| Comprehension | Understanding passages, identifying key ideas, interpreting information, answering questions based on passages |
| Precis Writing | Summarizing passages, presenting ideas clearly and concisely |
| Essay Writing | Writing structured essays on given topics, expressing thoughts logically, grammar and vocabulary usage |
| Grammar & Vocabulary | Sentence correction, usage of words, synonyms/antonyms, idioms and phrases, active/passive voice, parts of speech |
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What is the SEBI Grade A legal officer phase 2 paper 2 syllabus?
Phase 2 Paper 2 of the SEBI Law Officer exam focuses on testing candidates’ knowledge of Legal stream. The SEBI Grade A Legal Syllabus for Paper 2 of Phase II has been given below:
| Subject | Topics / Acts Covered | Weightage |
| Criminal Law | Indian Penal Code, 1860 (Chapter I, II, III, IV, V, VA, VI, IX, XVII, XXI, XXII, XXIII); Code of Criminal Procedure, 1973 | 30% |
| Law of Evidence | Indian Evidence Act, 1872 | |
| Corporate Laws | Companies Act, 2013 (Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VI, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XIV, Chapter XV, Chapter XVI, Chapter XVIII, Chapter XX, Chapter XXVII, Chapter XXVIII); Limited Liability Partnership Act, 2008; Insolvency and Bankruptcy Code, 2016 (Part I, Part II) | 30% |
| Securities Laws | Securities Contracts (Regulation) Act, 1956; SEBI Act, 1992; Depositories Act, 1996; SEBI (Procedure for Holding Inquiry and Imposing Penalties) Rules, 1995; Securities Appellate Tribunal (Procedure) Rules, 2000; SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003; SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011; SEBI (Prohibition of Insider Trading) Regulations, 2015; Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018; SEBI (Depositories and Participants) Regulations, 2018 | 40% |
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Download SEBI Grade A Legal Syllabus PDF
Candidates can download the SEBI Grade A Syllabus PDF through the direct link provided below, which also includes detailed information about the selection process and exam pattern.
Download SEBI Grade A Syllabus PDF
What are the SEBI grade a exam dates 2026?
The SEBI Grade A 2026 notification is expected to be released soon, while the official exam dates for Phase 1 and Phase 2 will be announced later. Candidates can refer to the SEBI Grade A last year exam schedule to understand the expected timeline. The SEBI Grade A Admit Card is generally released 10–15 days before the examination.
| Event | 2026 Dates | Last Year Exam Dates |
| Notification Release Date | TBA | 8th October (Short) 30th October (Detailed) |
| Online Application Dates | TBA | 30th October – 28th November |
| Phase 1 Exam Date (Prelims) | TBA | 10th January |
| Phase 2 Exam Date (Mains) | TBA | 21st February |
How to prepare for SEBI Grade A legal officer 2026?
To support your preparation, we have launched several SEBI Grade A online courses. You should also explore our detailed SEBI Grade A Preparation Strategy, which includes useful tips and guidance, especially for freshers. For candidates preparing for the Legal stream, we are pleased to announce a new SEBI Grade A Legal Online Course 2026 covering both phase 1 and 2, designed by our expert faculty to help you succeed.
FAQs
The details of the SEBI Grade A legal vacancies will be released along with the notification PDF.
Phase II carries 85% weightage, and the Interview carries 15% weightage.
Yes, Phase I has 1/4th negative marking for wrong answers in both papers.
The selection process includes Phase I, Phase II, and a Personal Interview.
Phase I consists of two online papers of 100 marks each with MCQs.
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