CAIIB Study Material
CAIIB Study Material: The Certified Associate of Indian Institute of Bankers (CAIIB) exam is a bi-annual exam conducted by the Indian Institute of Banking and Finance. This exam is the second level of promotion exams that banking employees can take. Candidates who clear JAIIB are eligible to appear for CAIIB. The CAIIB 2023 December cycle will be held on 26th November, 3rd, 9th, 10th, and 17th December 2023. The preparation for CAIIB is highly specialized and candidates should make sure to use the best resources available. This article will provide a collection of CAIIB Study Material that will help supplement your preparation for CAIIB.
CAIIB Study Material 2024 – Syllabus
Before diving into the CAIIB Study Material let’s see the syllabus for the exam. The syllabus of the compulsory papers is as follows.
| Paper | Type |
| Advanced Bank Management | Compulsory |
| Bank Financial Management | Compulsory |
| Advanced Business and Financial Management | Compulsory |
| Banking Regulations and Financial Laws | Compulsory |
| Elective Paper | To Be Chosen From 5 Optional Subjects |
Advanced Bank Management
The syllabus for the compulsory paper 1 of CAIIB is given:
| Module | Name | Topics |
|---|---|---|
| Module A | Statistics | Definition of Statistics, Importance & Limitations & Data Collection, Classification & Tabulation Sampling Techniques Measures of Central Tendency& Dispersion, Skewness, Kurtosis Correlation and Regression Time Series Theory of Probability Estimation Linear Programming Simulation |
| Module B | Human Resource Management | Fundamentals of HumanResource Management Development of Human Resources Organisations Employees’ Feedback and Reward System Performance Management Conflict Management and Negotiation HRM and Information Technology |
| Module C | Credit Management | Overview of Credit Management Analysis of Financial Statements Working Capital Finance Term Loans Credit Delivery and Straight Through Processing Credit Control and Monitoring Risk Management and Credit Rating Restructuring/Rehabilitation and Recovery Resolution of stressed assets under the Insolvency and Bankruptcy Code 2016 |
| Module D | Compliance in Banks & Corporate Governance | Compliance Function in Banks Compliance Audit Compliance Governance Structure Framework for Identification of Compliance Issues and Compliance Risks Compliance Culture and GRC Framework Compliance Function and Role of Chief Compliance Officer in NBFCs Fraud and Vigilance in Banks |
Bank Financial Management
The syllabus for the compulsory paper 2 of CAIIB is given:
| Module | Name | Details |
|---|---|---|
| Module A | International Banking | Exchange Rates and Forex Business Liberalized Remittance Scheme (LRS) and other Remittance Facilities for Residents Correspondent Banking and NRI Accounts Documentary Letters of Credit Facilities for Exporters and Importers External Commercial Borrowings and Foreign Investments in India Risks in ForeignTrade – Role of ECGC Role of EXIM Bank, ReserveBank of India, Exchange Control in India – FEMA, FEDAI, and Others International Financial Service Centres(IFSC), GIFTCity Technology in International Banking |
| Module B | Risk Management | Risk and Basic Risk Management Framework Risks in Banking Business Risk Regulations in Banking Industry Market Risk Credit Risk Operational Risk and Integrated Risk Management Liquidity Risk Management Basel III Framework on Liquidity Standards |
| Module C | Treasury Management | Introduction to Treasury Management Treasury Products International Equity and Debt Products Funding and Regulatory Aspects Treasury Risk Management Derivative Products Treasury and Asset-Liability Management |
| Module D | Balance Sheet Management | Components of Assets and Liabilities in Bank’s Balance Sheet and their Management Banking Regulation and Capital Capital Adequacy – Basel Norms Asset Classification and Provisioning Norms Liquidity Management Interest Rate Risk Management RAROC and Profit Planning |
Advanced Business & Financial Management
The syllabus for the compulsory paper 3 of CAIIB is given:
| Module | Name | Details |
|---|---|---|
| Module A | Regulations and Compliance | Legal Framework of Regulation of Banks Control over the Organisation of Banks Regulation of Banking Business Returns, Inspection, Winding Up, Mergers& Acquisitions Non-Banking financial companies (NBFCs) |
| Module B | Important Acts/Laws and & Legal Aspects of Banking Operations – Part A | The Prevention of Money Laundering Act, 2002 Negotiable Instruments Act, 1881 Foreign Exchange Management Act, 1999 Payment & Settlement Systems Act, 2007 Law Relating to Securities and Modes of Charge – I Law Relating to Securities and Modes of Charge – II Creation/Registration and Satisfaction of Charges |
| Module C | Important Acts/Laws and & Legal Aspects of Banking Operations – Part B | Reserve Bank – Integrated Ombudsman Scheme, 2021 The Micro, Small, and Medium Enterprises Development Act, 2006 Introduction to Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 ( SARFAESI Act, 2002) Definitions Under SARFAESI Act, 2002 Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions Enforcement of Security Interest Central Registry Offenses and Penalties Miscellaneous Provisions Registration of SecurityInterest by SecuredCreditors and Other Creditors/ Rectification by Central Government in Some Cases The Recovery of Debts and Bankruptcy Act, 1993 Establishment of Tribunal and Appellate Tribunal Jurisdiction, Powers & Authority of Tribunals Procedure of Tribunals Recovery of Debts Determined by Tribunal and Miscellaneous Provisions Introduction to the Insolvency and Bankruptcy Code, 2016 The Bankers’ Books Evidence Act, 1891 The Legal Services Authorities Act, 1987: Lok Adalats The Consumer Protection Act, 2019 The Law of Limitation Tax Laws |
| Module D | Commercial and Other Laws with Reference to Banking Operations | Meaning and essentials of a contract Contracts of Indemnity Contracts of Guarantee Contract of Bailment Contract of Pledge Contract of Agency Meaning and Essentials of a Contract of Sale Conditions and Warranties Unpaid Seller Definition, Meaning and Nature of a Partnership Relations of Partners to One Another Relations of Partners to Third Parties Minor Admitted to the Benefit of a Partnership Dissolution of a Firm Effect of Non-Registration Definition and Features of a Company Types of Companies Memorandum of Association and Articles of Association Doctrines of Ultra Vires/ Constructive Notice/ Indoor Management Membership of Company Prospectus Directors Limited Liability Partnership Act, 2008 Transfer of Property Act, 1882 The Right to Information Act, 2005 Right to Information and Obligations of Public Authorities Information Technology Act, 2000 Prevention of Corruption Act, 1988 |
Banking Regulations and Business Laws
The syllabus for the compulsory paper 4 of CAIIB is given:
| Module | Name | Details |
|---|---|---|
| Module A | Regulations and Compliance | Legal Framework of Regulation of Banks Control over the Organisation of Banks Regulation of Banking Business Returns, Inspection, Winding Up, Mergers& Acquisitions Non-Banking financial companies (NBFCs) |
| Module B | Important Acts/Laws and & Legal Aspects of Banking Operations – Part A | The Prevention of Money Laundering Act, 2002 Negotiable Instruments Act, 1881 Foreign Exchange Management Act, 1999 Payment & Settlement Systems Act, 2007 Law Relating to Securities and Modes of Charge – I Law Relating to Securities and Modes of Charge – II Creation/Registration and Satisfaction of Charges |
| Module C | Important Acts/Laws and & Legal Aspects of Banking Operations – Part B | Reserve Bank – Integrated Ombudsman Scheme, 2021 The Micro, Small, and Medium Enterprises Development Act, 2006 Introduction to Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 ( SARFAESI Act, 2002) Definitions Under SARFAESI Act, 2002 Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions Enforcement of Security Interest Central Registry Offenses and Penalties Miscellaneous Provisions Registration of SecurityInterest by SecuredCreditors and Other Creditors/ Rectification by Central Government in Some Cases The Recovery of Debts and Bankruptcy Act, 1993 Establishment of Tribunal and Appellate Tribunal Jurisdiction, Powers & Authority of Tribunals Procedure of Tribunals Recovery of Debts Determined by Tribunal and Miscellaneous Provisions Introduction to the Insolvency and Bankruptcy Code, 2016 The Bankers’ Books Evidence Act, 1891 The Legal Services Authorities Act, 1987: Lok Adalats The Consumer Protection Act, 2019 The Law of Limitation Tax Laws |
| Module D | Commercial and Other Laws with Reference to Banking Operations | Meaning and essentials of a contract Contracts of Indemnity Contracts of Guarantee Contract of Bailment Contract of Pledge Contract of Agency Meaning and Essentials of a Contract of Sale Conditions and Warranties Unpaid Seller Definition, Meaning and Nature of a Partnership Relations of Partners to One Another Relations of Partners to Third Parties Minor Admitted to the Benefit of a Partnership Dissolution of a Firm Effect of Non-Registration Definition and Features of a Company Types of Companies Memorandum of Association and Articles of Association Doctrines of Ultra Vires/ Constructive Notice/ Indoor Management Membership of Company Prospectus Directors Limited Liability Partnership Act, 2008 Transfer of Property Act, 1882 The Right to Information Act, 2005 Right to Information and Obligations of Public Authorities Information Technology Act, 2000 Prevention of Corruption Act, 1988 |
Elective Paper (Rural Banking)
This paper focuses on understanding the nuances of rural banking, financial inclusion, and the unique challenges faced in rural areas.
- Demographic Features:
- Population dynamics, literacy rates, and socio-economic indicators in rural India.
- Economic Features:
- Agriculture, non-farm activities, rural money markets (formal and informal), rural indebtedness, and poverty measurement methods.
- Infrastructure:
- Rural infrastructure, including transport, markets, electrification, and other services.
- Agriculture Economy:
- Structure of Indian agriculture, role in economic development, agriculture-industry linkage, and emerging issues.
- National Mission for Sustainable Agriculture (NMSA):
- Initiatives for sustainable agricultural practices.
CAIIB Study Material – IIBF Recommended Books
Candidates can find a number of CAIIB Notes, some of which we will list here. However, it is important to refer to the books recommended by IIBF themselves. The following table will list these books and where to find them.
| SR. NO. | MEDIUM | NAME OF THE BOOK | EDITION | PUBLISHED BY | PRICE (RS.) |
|---|---|---|---|---|---|
| 1 | English | Advanced Bank Management | 2024 | M/s Macmillan India Limited | Rs.930/- |
| 2 | English | Bank Financial Management | 2024 | M/s. Macmillan India Limited | Rs.1005/- |
| 3 | English | Banking Regulations & Business Laws | 2024 | M/s Macmillan India Limited | Rs.860/- |
| 4 | English | Advanced Business & Financial Management | 2024 | M/s. Macmillan India Limited | Rs.810/- |
Link to Buy IIBF Recommended Books
Candidates can purchase the IIBF-recommended CAIIB Books from the following links.
| Subject | Amazon | Flipkart |
|---|---|---|
| Advanced Bank Management | Buy Here | Buy Here |
| Bank Financial Management | Buy Here | Buy Here |
| Banking Regulations & Business Laws | Buy Here | Buy Here |
| Advanced Business & Financial Management | Buy Here | Buy Here |
CAIIB Study Material – Supplementary Material
Candidates can make use of the following CAIIB Notes as provided by Oliveboard to supplement their learning using the official books. These will help break down concepts and also provide a wealth of practice questions. The availability of questions will help contextualize the topics and get used to the patterns and question types.
- Let’s Crack CAIIB – Buy Here
- CAIIB Book List – Check Here
- JAIIB/CAIIB Preparation App – Download Here
- CAIIB Youtube sessions – Check Here
- CAIIB Mock Test 2024 – Attempt Here
Conclusion – CAIIB Notes
In conclusion, CAIIB Notes serve as valuable study materials for aspirants preparing for the CAIIB exam, aiding in comprehensive understanding and effective revision.
CAIIB Study Material – Frequently Asked Questions
A1. A total of 4 subjects are tested in CAIIB and one elective subject which you can choose.
A2. The Macmillian books as recommended by IIBF are the best resources to use for CAIIB Preparation.
- CAIIB Study Material, Best Study Resources for CAIIB
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- CAIIB Previous Year Question Papers, Attempt Now
- CAIIB Result 2024, Check the Result for June Cycle
- JAIIB Certificate Download, Check JAIIB Certificate October 2023
- CAIIB Electives Exam Analysis 2023, 17th December 2023
I write content to help people prepare for banking exams because I have experience as an aspirant myself. My goal is to provide accurate and easy-to-understand information for candidates. I cover various topics such as exam patterns, syllabus, study techniques, and time management to support those preparing for the exams. As a former aspirant turned content writer, I want to make the information accessible and helpful for others so that they can do well in their banking and government exams and achieve their goals.
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