CAIIB Revision Plan 2023
The IIBF is conducting the CAIIB 2023 examination on the 26th of November, 3rd, 9th, 10th, and 17th of December 2023. With just a few days to go, we present here some last-minute revision tips to use so that your CAIIB preparation is complete.
CAIIB 2023 Revision Plan: Exam Pattern
| Exam Pattern | Details |
| Number Of Subjects | 5 |
| Number Of Questions | 100 Per Subject |
| Marks | 100 Per Subject |
| Time Duration | 2 Hours Per Subject |
CAIIB Revision Plan 2023
We have mentioned below the detailed revision plan for each paper separately for a better understanding of the candidates.
Advanced Bank Management: Paper 1
Advanced Bank Management will be held on the 26th of November 2023. Here is a four-day plan to get your last-minute revision done.
| Day | Slot 1 | Slot 2 |
| 1 | Mock Test 1 + Analysis of Mock Test 1 | Paper 1 Module A |
| 2 | Mock Test 2 + Analysis of Mock Test 2 | Paper 1 Module B |
| 3 | Mock Test 3+ Analysis of Mock Test 3 | Paper 1 Module C |
| 4 | Paper 1 Module D + Revision | Rest |
Bank Financial Management: Paper 2
Bank Financial Management will be held on the 3rd of December 2023. Here is a six-day plan to get your last-minute revision done.
| Day | Slot 1 | Slot 2 |
| 1 | Mock Test 1 + Analysis of Mock Test 1 | Paper 2 Module A |
| 2 | Mock Test 2 + Analysis of Mock Test 2 | Paper 2 Module B |
| 3 | Mock Test 3+ Analysis of Mock Test 3 | Paper 2 Module C |
| 4 | Mock Test 4+ Analysis of Mock Test 4 | Paper 2 Module D |
| 5 | Mock Test 5+ Analysis of Mock Test 5 | Revision |
| 6 | Mock Test 6+ Analysis of Mock Test 6 | Rest |
Advanced Business & Financial Management
Advanced Business & Financial Management will be held on the 9th of December 2023. Here is a six-day plan to get your last-minute revision done.
| Day | Slot 1 | Slot 2 |
| 1 | Mock Test 1 + Analysis of Mock Test 1 | Paper 3 Module A |
| 2 | Mock Test 2 + Analysis of Mock Test 2 | Paper 3 Module B |
| 3 | Mock Test 3+ Analysis of Mock Test 3 | Paper 3 Module C |
| 4 | Mock Test 4+ Analysis of Mock Test 4 | Paper 3 Module D |
| 5 | Mock Test 5+ Analysis of Mock Test 5 | Revision |
| 6 | Mock Test 6+ Analysis of Mock Test 6 | Rest |
Banking Regulations and Business Laws
Banking Regulations and Business Laws will be held on the 10th of December 2023. Here is a six-day plan to get your last-minute revision done.
| Day | Slot 1 | Slot 2 |
| 1 | Mock Test 1 + Analysis of Mock Test 1 | Paper 4 Module A |
| 2 | Mock Test 2 + Analysis of Mock Test 2 | Paper 4 Module B |
| 3 | Mock Test 3+ Analysis of Mock Test 3 | Paper 4 Module C |
| 4 | Mock Test 4+ Analysis of Mock Test 4 | Paper 4 Module D |
| 5 | Mock Test 5+ Analysis of Mock Test 5 | Revision |
| 6 | Mock Test 6+ Analysis of Mock Test 6 | Rest |
Elective Papers
Bank Financial Management will be held on the 17th of December 2023. Here is a six-day plan to get your last-minute revision done.
| Day | Slot 1 | Slot 2 |
| 1 | Mock Test 1 + Analysis of Mock Test 1 | Paper 5 Module A |
| 2 | Mock Test 2 + Analysis of Mock Test 2 | Paper 5 Module B |
| 3 | Mock Test 3+ Analysis of Mock Test 3 | Paper 5 Module C |
| 4 | Mock Test 4+ Analysis of Mock Test 4 | Paper 5 Module D |
| 5 | Mock Test 5+ Analysis of Mock Test 5 | Revision/Paper 5 Module E (If Applicable) |
| 6 | Mock Test 6+ Analysis of Mock Test 6 | Rest |
CAIIB Revision Plan: Syllabus
Paper 1- Advanced Bank Management
Statistics: Module A
| Units | Topics |
| Definition of Statistics, Importance & Limitations & Data Collection, Classification & Tabulation | Importance of Statistics Functions of Statistics Limitation or Demerits of Statistics Definitions; Collection of Data; Classification and Tabulation; Frequency Distribution |
| Sampling Techniques | Random Sampling Sampling Distributions Sampling from Normal Populations Sampling from NonNormal Populations Central Limit Theorem Finite Population Multiplier |
| Measures of Central Tendency & Dispersion, Skewness, Kurtosis | Arithmetic Mean Combined Arithmetic Mean Geometric Mean Harmonic Mean Median and Quartiles Mode Introduction to Measures of Dispersion Range and Coefficient of Range; Quartile Deviation and Coefficient of Quartile Deviation Standard Deviation and Coefficient of Variation Skewness and Kurtosis |
| Correlation and Regression | Scatter Diagrams Correlation Regression Standard Error of Estimate |
| Time Series | Variations in Time Series Trend Analysis Cyclical Variation Seasonal Variation Irregular Variation Forecasting Techniques |
| Theory of Probability | Mathematical Definition of Probability Conditional Probability Random Variable Probability Distribution of Random Variable Expectation and Standard Deviation Binomial Distribution Poisson Distribution Normal Distribution Credit Risk Value at Risk Option Valuation |
| Estimation | Estimates Estimator and Estimates Point Estimates Interval Estimates Interval Estimates and Confidence Intervals Interval Estimates of the Mean from Large Samples Interval Estimates of the Proportion from Large Samples |
| Linear Programming | Graphic Approach Simplex Method |
| Simulation | Simulation Exercise Simulation Methodology |
Human Resource Management in Bank: Module B
| Units | Topics |
| Fundamentals of Human Resource Management | The Perspective Relationship between HRM & HRD and their Structure and Functions Role of HR Professionals Strategic HRM Development of HR Functions in India |
| Development of Human Resources | HRD and its Subsystems Learning and Development – Role and Impact of Learning Attitude Development Career Path Planning Self-Development Talent Management Succession Planning |
| Human Implications of Organisations | Human Behaviour and Individual Differences Employees Behaviour at Work Diversity at Workplace and Gender Issues Theories of Motivation and their Practical Implication ‘Role’ : Its Concept & Analysis |
| Employees’ Feedback and Reward System | Employees’ Feedback Reward and Compensation System |
| Performance Management | Appraisal Systems Performance Review and Feedback Counselling Competency Mapping and Assessment of Competencies Assessment Centres Behavioural Event Interview (BEI) |
| Conflict Management and Negotiation | Conflict: Concept & Definition Characteristics of Conflict; Types of Conflicts Reasons for Conflict Different Phases of Conflict Conflict Resolution Conflict Management Negotiation Skills for Resolution of Conflicts |
| HRM and Information Technology | Role of Information Technology in HRM HR Information and Database Management Human Resource Information System (HRIS) Human Resource Management System (HRMS) e–HRM HR Research Knowledge Management Technology in Training HR Analytics |
Credit Management- Module C
| Units | Topics |
| Overview of Credit Management | Importance of Credit Historical Background of Credit in India Principles of Credit Types of Borrowers Types of Credit Components of Credit Management Role of RBI Guidelines in Bank’s Credit Management |
| Analysis of Financial Statements | Which are the Financial Statements Users of Financial Statements Basic Concepts Used in Preparation of Financial Statements Accounting Standards (AS) Legal Position Regarding Financial Statements Balance Sheet Profit and Loss Account Cash Flow Statement Funds Flow Statement Projected Financial Statements Purpose of Analysis of Financial Statements by Bankers Rearranging the Financial Statements for Analysis Techniques used in Analysis of Financial Statements Creative Accounting Related Party Transactions |
| Working Capital Finance | Concept of Working Capital Working Capital Cycle Importance of Liquidity Ratios Methods of Assessment of Bank Finance Working Capital Finance to Information Technology and Software Industry Bills/Receivables Finance by the Banks Guidelines of RBI for Discounting/Rediscounting of Bills by Banks Trade Receivables Discounting System (TReDS) Non-Fund Based Working Capital Limits Other Issues Related to Working Capital Finance |
| Term Loans | Important Points about Term Loans Deferred Payment Guarantees (DPGs) Difference between Term Loan Appraisal and Project Appraisal Project Appraisal Appraisal and Financing of Infrastructure Projects |
| Credit Delivery and Straight Through Processing | Documentation Third-Party Guarantees Charge over Securities Possession of Security Disbursal of Loans Lending under Consortium/Multiple Banking Arrangements Syndication of Loans StraightThrough Loan Processing or Credit Underwriting Engines |
| Credit Control and Monitoring | Importance and Purpose Available Tools for Credit Monitoring/Loan Review Mechanism (LRM) |
| Risk Management and Credit Rating | Meaning of Credit Risk Factors Affecting Credit Risk Steps taken to Mitigate Credit Risks Credit Ratings Internal and External Ratings Methodology of Credit Rating Use of Credit Derivatives for Risk Management RBI guidelines on Credit Risk Management Credit Information System |
| Restructuring/Rehabilitation and Recovery | Credit Default/Stressed Assets/NPAs Wilful Defaulters Non-cooperative borrowers Options Available to Banks for Stressed Assets RBI Guidelines on Restructuring of Advances by Banks Available Frameworks for Restructuring of Assets Sale of Financial Assets |
| Resolution of Stressed Assets under Insolvency and Bankruptcy Code 2016 | Definition of Insolvency and Bankruptcy To Whom the Code is Applicable; Legal Elements of the Code Paradigm Shift Corporate Insolvency Resolution Process Liquidation process Pre-packed Insolvency Resolution Process for stressed MSMEs |
Compliance in Banks and Corporate Governance – Module D
| Units | Topics |
| Compliance Function in Banks | Compliance Policy Compliance Principles Process and Procedures Compliance Programme Scope of Compliance Function Role & Responsibilities of Chief Compliance Officer (CCO) |
| Compliance Audit | Role of Risk Based Internal Audit and Inspection Reporting Framework and Monitoring Compliance Disclosure Requirements; Accounting Standards Disclosures under Listing Regulations of SEBI |
| Compliance Governance Structure | Organisational Structure Responsibility of the Board and Senior Management Compliance Structure at the Corporate Office Functional Departments Compliance Structure at Field Levels Internal Controls and its Importance |
| Framework for Identification of Compliance Issues and Compliance Risks | Compliance Issues Compliance Risk Inherent Risk and Control Risk Independent Testing and Effective Audit Programme Reporting Framework and Monitoring Compliance Role of Inspection and Audit Loan Review Mechanism/Credit Audit What is Good Compliance |
| Compliance Culture and GRC Framework | How to Create Compliance Culture Across the Organisation Governance Risk and Compliance – GRC Framework; Benefits of an Integrated GRC Approach Whistle-blower Policy The Components of a Whistle-blower Policy Reasons for Compliance Failures |
| Compliance Function and Role of Chief Compliance Officer in NBFCs | Framework for Scale Based Regulation for Non-Banking Financial Companies Transition Path Framework for Compliance Function and Role of Chief Compliance Officer in Non-Banking Financial Companies in Upper Layer and Middle Layer (NBFC-UL & NBFC-ML) |
| Fraud and Vigilance in Banks | Definition of Fraud Definition of Forgery Areas in which Frauds are committed in Banks Banking and Cyber Frauds Fraud Reporting and Monitoring System Vigilance Function in Banks RBI Guidelines for Private Sector and Foreign |
CAIIB Syllabus For Compulsory Paper 2- Bank Financial Management
Module A: International Banking
| Units | Topics |
| Exchange Rates and Forex Business | Foreign Exchange – Definition and Markets Factors Determining Exchange Rates Exchange Rate Mechanism Foreign Exchange Dealing Room Operations Derivative Products RBI / FEDAI Guidelines Foreign Exchange Arithmetic – Concepts and Examples |
| Liberalised Remittance Scheme (LRS) and other Remittance Facilities for Residents | Capital Account Transactions and Current Account Transactions Key Sections under FEMA vis-à-vis Liberalized Remittance Scheme Permissible/Non-permissible Remittances under LRS Operational Guidelines Remittances under LRS for Current Account Transactions Tax Collected at Source (TCS) LRS vis-à-vis Capital Account Transactions Reporting Requirements under LRS |
| Correspondent Banking and NRI Accounts | Correspondent Banking – Accounts and other Service Nostro, Vostro and Loro Accounts Electronic Modes of Transmission/Payment Gateways – SWIFT, CHIPS, CHAPS, RTGS, etc.; NRI Banking; NRI accounts – Rupee and Foreign Currency Accounts Facilities to NRIs Advances to Non-Residents against Non-Resident Deposits Housing Loans to Non-Resident Indians |
| Documentary Letters of Credit | Definition of Letter of Credit Types of Letters of Credit Operations of Letter of Credit UCP 600 and Important Articles Liabilities Responsibilities and Rights of the Parties Documents under LC – Scrutiny Crystallization Follow-up for Bills under LC and Safeguards for Banks Risks Relating to LC Transactions; Standby Letter of Credit (Similar to Guarantees) Uniform Rules for Bank-to-Bank Reimbursements (URR–725) International Standard Banking Practice – 745 (ISBP 745) Incoterms Case Studies |
| Facilities for Exporters and Importers | Exchange and Trade Control Guidelines for Exporters Facilities for Exporters Export Finance; Gold Card Scheme for Exporters Export Data Processing and Monitoring System (EDPMS) Factoring and Forfaiting; Exchange and Trade Control Guidelines for Importers Import Finance; Import Data Processing and Monitoring System (IDPMS) Trade Credit – Supplier’s Credit and Buyer’s Credit Case Study on Export Finance |
| External Commercial Borrowings and Foreign Investments in India | External Commercial Borrowings – Concepts; ECBs – Other Operational Concepts Reporting Requirements Conversion of ECB into Equity Foreign Investments Key Concepts Eligible Foreign Investors Eligible Investee Entities Eligible Investment Instruments Prohibited Sectors Rules Governing Pledge of Shares Operational Guidelines Snap Shot of Non-Debt Instruments (NDI) Rules List of Documents for Obtention of Foreign Investments List of Documents for Refund of Foreign Investments Risks in Foreign Trade – Role of ECGC Definition of Risk and Risks in International Trade Country Risk Export Credit Insurance in International Trade ECGC Role and Products ECGC Policies ECGC’s Products for Banks Other Aspects Relating to ECGC Policies and Guarantees Some of the Common “To Do Points” under ECGC Policies; Claims |
| Role of EXIM Bank, Reserve Bank of India, Exchange Control in India – FEMA, FEDAI and Others | EXIM Bank – Role Functions and Facilities Reserve Bank of India – Role and Exchange Control Regulations in India Foreign Exchange Management Act (FEMA) 1999 Role of FEDAI and FEDAI Rules Short Notes on Other Topics ECB and ADR/GDRs and FCCB; |
| International Financial Service Centres (IFSC), GIFTCity | Scope of IFSC in India Opportunities at Gift City Guidelines relating to setting up of IFSC Banking Units (IBUs) Role of IFSCA Regulatory Framework Permissible Activities at IBUs Relaxations for the FPI (Foreign Portfolio Investors) Entities at GIFT City |
| Technology in International Banking | Introduction to Digitization in International Banking – An Overview, Evolution of Technology in International Banking; Benefits and Limitations of Technology in International Banking; Digital Platforms in International Banking; FINTECH and evolution of FINTECH in International Banking; Delivery channels under FINTECH in International Banking; Sample process of International Trade Using Blockchain Technology; Challenges in FINTECH |
Elective Papers
The candidate can choose any one of these 11 subject options as their Elective Paper.
1: Central Banking
- Module A: Rationale & Functions of Central Bank
- Module B: Central Banking in India
- Module C: Monetary Policy and Credit Policy
- Module D: Supervision and Financial Stability
2: International Banking
- Module A: International Banking and Finance
- Module B: Foreign Exchange Business
- Module C: International Trade
- Module : Derivatives
3: Rural Banking
- Module A: Rural India
- Module B: Financial Rural Development
- Module C: Priority Sector Financing and Government Initiatives
- Module D: Problems and Prospects in Rural Banking
4: Financial Advicing
- Module A: Introduction To Financial Advising
- Module B: Financial Planning
- Module C: Financial Investment Products
- Module D: Taxation
5: Corporate Banking
- Module A: Corporate Banking & Finance
- Module B: Investment Banking
- Module C: Project & Infrastructure Finance
6: Retail Banking
- Module A: Introduction
- Module B: Retail Products
- Module C: Marketing/ Selling Of Products, Mis/Accounting
- Module D: Other Issues Related To Retail Banking
7: Co-Operative Banking
- Module A: Principles & Laws Of Co-Operative Banking And Rule Related To Co-Op Banks
- Module B: Co-Operative Banking Operations
- Module C: Technology And Risk Management
8: Human Resources Management
- Module A: Human Resource Management
- Module B: Building An HR Strategy
- Module C: Motivation, Training And Skill Development
- Module D: Personnel Management And Industrial Relations
9: Information Technology
- Module A: Introduction To Information Technology
- Module B: Systems & Designs
- Module C: Applications In Banking
- Module D: Security, Controls And Guidelines
10: Treasury Management
- Module A: Overview Of Treasury Management
- Module B: Treasury Operations
- Module C: Treasury And International Banking
- Module D: Risk Management
11: Risk Management
- Module A: Introduction Of Risk Management
- Module B: Credit Risk Management
- Module C: Operational Risks
- Module D: Market Risk
- Module E: Risk Organization and Policy
CAIIB Revision Plan 2023: Conclusion
With the exam just days away, we hope you are satisfactorily wrapping up your revision. This CAIIB 2023 Revision Plan should help in streamlining in case you are unsure of how to proceed at any time. These last few days should be devoted to mock tests and revising any topics you find difficult. Make sure not to learn anything new, or you may confuse yourself. Be calm, don’t panic and best of luck!
- RBI Grade B Notification 2024 , Eligibility, Application Fee & More
- Daily Current Affairs for RBI, SEBI, NABARD & IFSCA
- Pradhan Mantri Awas Yojana 2024 Objectives, Benefits and Eligibility
- SSC CHSL 2024 Apply Online, CHSL Application Form Link
- SSC CGL Salary 2024, Check Perks, Allowances and Benefits
CAIIB Revision Plan: Frequently Asked Questions
Q.1 In what ways is the CAIIB Job Profile better than its non-certified counterparts?
Ans. CAIIB’s Job Profile has many perks and benefits. Certified bankers have better chances of internal promotions and posting to more lucrative and prestigious departments because they now have advanced knowledge about banking and finance.
Q.2 How many increments are there in the salary of a bank clerk after clearing the CAIIB Exam?
Ans. There is a provision of two increments in the salary of a bank clerk, post-CAIIB Exam.
Q.3 Who can take a CAIIB Exam?
Ans. Any JAIIB-qualified member of the institute can take the CAIIB Exam.
Q.4 What does salary increment mean in the case of a clerk?
Ans. The clerks who clear the CAIIB Exam are entitled to two increments in salary per the present-day scale. For example- A clerical employee whose basic salary was 11765/- is increased to 13730/-. While the officers are entitled with one increment in the salary.
Hey everyone, I’m Vaishnavi Kumari, an edtech writer and a dedicated aspirant for government exams, including banking and SSC exams. Having worked with several edtech platforms, I am committed to providing you with essential and accurate information to ace these exams. With my experience as both a writer and an aspirant, I understand your needs and challenges, and my aim is to make your preparation journey smoother. I’ll focus on specific sections of the exams, compiling comprehensive and helpful content that covers the crucial topics, tips, and strategies you need to succeed. Let’s conquer these exams together!
Oliveboard Live Courses & Mock Test Series
